WebAug 26, 2024 · include as accredited investors, with respect to investments in a private fund, natural persons who are “knowledgeable employees” of the fund; clarify that limited liability companies with $5 million in assets may be accredited investors and add SEC- and state-registered investment advisers, exempt reporting advisers, and rural business ... WebFeb 17, 2014 · In promulgating Rule 3c-5, the SEC intended that Knowledgeable Employees be limited to persons whose employer managed the Covered Fund in which the …
“Knowledgeable Employees” · The Hedge Fund Journal
WebSep 1, 2024 · Under Rule 3c5 (a) (4), a "knowledgeable employee" includes an executive officer, director, trustee, general partner, advisory board member, or similar, of the private … Web§ 270.3c-5 Beneficial ownership by knowledgeable employees and certain other persons. ( a) As used in this section: ( 1) The term Affiliated Management Person means an … bait academy
SEC Grants No-Action Guidance Regarding …
WebMar 26, 2014 · A “knowledgeable employee” is a natural person who is: (1) an “executive officer,” director, trustee, general partner, advisory board member or a person serving in a similar capacity, of a Covered Fund or of an affiliated person that manages the investment activities of a Covered Fund (“Affiliated Management Person,” typically a Covered Fund’s … WebMar 31, 2014 · The term “knowledgeable employee” includes executive officers, directors, trustees, general partners, advisory board members and certain people serving in similar … WebSep 8, 2024 · 1 As defined by Rule 3c-5(a)(4) under the Investment Company Act, a ”knowledgeable employee” of any Covered Company is any natural person who is: (i) an … baitaca cantor wikipedia